PROFESSIONAL CONDUCT

Advise professionals and athletes under disciplinary investigation by their regulator or sports federation.

CHARTERED ARBITRATOR

Fédération Equestre Internationale (FEI) Tribunal

November 2017 to November 2023

  • Elected by the FEI’s General Assembly as the first Canadian Member of the FEI Tribunal.

British Columbia Farm Industry Review Board

November 2019 to present

  • Appointed by the Province of BC as a Member of the Appeals, Complaints, and Supervisory Tribunals for BC’s regulated agricultural boards and commissions.

UK Sport Resolutions

April 2021 to March 2024

  • Appointed as a Roster Arbitrator to the International Tribunal.

Sports Dispute Resolution Centre of Canada

May 2021 to April 2025

  • Selected as a Roster Arbitrator to the Ordinary Tribunal and the Doping Tribunal.

SPORTS LAW

For more information about this unique practice, see Harveen’s website at www.thaulisportslaw.com

CORPORATE/SECURITIES TRANSACTIONS

Advise on all matters related to Corporate/Securities Transactions, including:

  • Incorporations
  • Business agreements, including shareholders’ agreements, share purchase agreements, confidentiality agreements, non-competition agreements, employment agreements, and partnership agreements
  • Corporate transactions, including amalgamations and joint venture agreements
  • Corporate governance, including bylaws and rules

SECURITIES COMPLIANCE

Advise on all matters related to Securities Compliance, including:

  • Ongoing compliance with securities and continuous disclosure requirements
  • SEDAR filings and other corporate services to public companies
  • Pre-public financings, including private placements
  • Registration compliance and applications
  • Anti-money laundering compliance
  • Crowdfunding

SECURITIES LITIGATION

Advise on investigations and enforcement actions involving possible breaches of securities laws, including:

  • Illegal distributions
  • Misrepresentations
  • Fraud
  • Insider trading

Represent clients before regulatory bodies such as the BC Securities Commission or in the Courts of British Columbia.